Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Frederick Quick | 2360848 | 1 | 06/27/2007 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Charles Duaine Arbeiter | 1315766 | 4 | 06/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher David Buchanan | 2751145 | 2 | 06/22/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Benjamin Rajah | 2072740 | 1 | 06/21/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Rafano | 4562842 | 1 | 06/19/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Howard Clinton Young | 2582064 | 1 | 06/13/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rick Dana Boynton | 2347252 | 3 | 06/13/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Paul Maltezo | 2454282 | 1 | 06/12/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Thomas May | 853979 | 3 | 06/11/2007 | Customer Dispute | Denied | $14,373.00 | $0.00 | See FINRA Report |
| Loretta Gravois Hill | 2642621 | 1 | 06/07/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |