Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil David Chonofsky | 2498401 | 1 | 08/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Brian Greenberg | 2564000 | 5 | 08/20/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wira Darma Tjakra | 2394633 | 1 | 08/16/2007 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Rick Dana Boynton | 2347252 | 3 | 08/09/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Manuel Fitzgerald | 2149097 | 1 | 08/08/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rick Dana Boynton | 2347252 | 3 | 07/26/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Raymond Walter Sternberg | 1016311 | 1 | 07/17/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Coley Meyerer | 872752 | 3 | 07/17/2007 | Customer Dispute | Settled | $257,000.00 | $0.00 | See FINRA Report |
| Sergio Kindler | 1690597 | 3 | 07/16/2007 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Devere Parrish | 1362963 | 1 | 07/13/2007 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |