Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Raymond Talbot | 2324136 | 2 | 10/12/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Vance Kampstra | 5645590 | 1 | 10/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Steven Rennich | 2212540 | 2 | 10/08/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jim McNair Stewart | 436305 | 1 | 10/01/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alan Irwin Tanenblatt | 442355 | 1 | 09/27/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Martin | 1197873 | 1 | 09/18/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Philip Melanson | 2097470 | 2 | 09/15/2007 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| David Michael Jullie | 2742699 | 1 | 09/10/2007 | Customer Dispute | Settled | $6,770.00 | $0.00 | See FINRA Report |
| James Michael Panter | 1652932 | 2 | 09/05/2007 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Ronald Duane Coate | 1445295 | 1 | 09/04/2007 | Customer Dispute | Closed-No Action | $36,679.00 | $0.00 | See FINRA Report |