Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas J Goodson | 1332233 | 2 | 11/29/2007 | Customer Dispute | Closed-No Action | $10,669.00 | $0.00 | See FINRA Report |
| Abraham A Mizrahi | 4375143 | 1 | 11/27/2007 | Customer Dispute | Settled | $18,700.40 | $0.00 | See FINRA Report |
| Terry Craig Sandvold | 1571926 | 17 | 11/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Mark Vanarnam | 1934647 | 8 | 11/14/2007 | Customer Dispute | Settled | $13,500.00 | $0.00 | See FINRA Report |
| Jonathan Michael Bryant | 4484343 | 1 | 11/12/2007 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| James Michael Panter | 1652932 | 2 | 11/08/2007 | Customer Dispute | Denied | $10,072.00 | $0.00 | See FINRA Report |
| Shireef Elmakawi | 4296761 | 3 | 11/07/2007 | Customer Dispute | Denied | $13,555.00 | $0.00 | See FINRA Report |
| Robert Hale Rinker | 2783780 | 2 | 11/01/2007 | Customer Dispute | Dismissed | $72,159.20 | $0.00 | See FINRA Report |
| Stephen Dwight Hill | 2930716 | 2 | 10/17/2007 | Customer Dispute | Denied | $13,020.00 | $0.00 | See FINRA Report |
| Charles Lewis Cooper | 1157073 | 2 | 10/17/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |