Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Camferdam | 1402345 | 28 | 01/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Contillo | 1525574 | 1 | 12/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Williams | 3087614 | 2 | 12/24/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Vincent Migliore | 1010298 | 2 | 12/19/2007 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Keith Brian Mooney | 2562218 | 6 | 12/18/2007 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 12/07/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nicholas P Taverna | 2080292 | 4 | 12/06/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Patricio Romero | 2822347 | 1 | 12/04/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Robert Burbedge | 2740236 | 8 | 12/04/2007 | Customer Dispute | Denied | $53,234.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 11/30/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |