Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy James Triolo | 4251955 | 1 | 03/10/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Daniel John Dunn | 3105100 | 6 | 03/03/2008 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 03/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Monfils Upson | 1241673 | 2 | 02/28/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lesley Cullen Atchley | 1508722 | 2 | 02/25/2008 | Customer Dispute | Settled | $240,878.00 | $0.00 | See FINRA Report |
| Chad A Fortner | 2534573 | 1 | 02/25/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Lawrence Joseph Stack | 1122607 | 1 | 02/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Zerbee | 2171775 | 1 | 02/08/2008 | Customer Dispute | Denied | $5,186.00 | $0.00 | See FINRA Report |
| David Lee Goodrich | 2948453 | 4 | 02/06/2008 | Customer Dispute | Settled | $6,147.90 | $0.00 | See FINRA Report |
| Jane An | 4683148 | 2 | 02/04/2008 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |