Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerhard Frederick Heuer | 1868447 | 6 | 04/17/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Craig Allen Houck | 2716701 | 2 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Woodrow Welch | 2704857 | 2 | 04/15/2008 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| John Andrew Passaro | 1574451 | 12 | 04/15/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Passaro | 1574451 | 12 | 04/15/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rusti Lynn Keeley Anderson | 2126237 | 2 | 04/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Catherine Elaine Ivy | 2253419 | 1 | 04/14/2008 | Customer Dispute | Denied | $920,000.00 | $0.00 | See FINRA Report |
| Audrey Starr Flamio | 3031183 | 3 | 04/14/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael David Chancellor | 1798204 | 6 | 04/14/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Camferdam | 1402345 | 28 | 04/11/2008 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |