Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lewis Paul Linkugel | 2399874 | 1 | 05/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna Sudyn | 1777480 | 4 | 05/09/2008 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| David Bernard Adams | 4138711 | 1 | 05/09/2008 | Customer Dispute | Denied | $5,885.69 | $0.00 | See FINRA Report |
| John Andrew Passaro | 1574451 | 12 | 05/09/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynn Ann Ferraina | 1662559 | 1 | 05/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew David Brotherton | 4343065 | 1 | 05/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Audrey Starr Flamio | 3031183 | 3 | 05/01/2008 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Kristie Ann Brong | 4361975 | 1 | 04/25/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Forzano | 2788052 | 1 | 04/21/2008 | Customer Dispute | Denied | $111,278.00 | $0.00 | See FINRA Report |
| Daniel Lewis Sommers | 3031683 | 1 | 04/21/2008 | Customer Dispute | Closed-No Action | $9,792.00 | $0.00 | See FINRA Report |