Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sherri Ann Rush | 1482720 | 1 | 06/06/2008 | Customer Dispute | Settled | $91,400.00 | $0.00 | See FINRA Report |
| Mark Douglas Mensack | 2639903 | 2 | 06/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John David Pojawis | 4614107 | 1 | 06/03/2008 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Roberta Lewis | 4172977 | 1 | 05/28/2008 | Customer Dispute | Denied | $122,000.00 | $0.00 | See FINRA Report |
| Jonathan Todd Pace | 1729537 | 2 | 05/27/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Jacob Holle | 2084676 | 2 | 05/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Russell Lawler | 1040869 | 2 | 05/27/2008 | Customer Dispute | Denied | $38,603.70 | $0.00 | See FINRA Report |
| Douglas Edward Ohm | 842978 | 1 | 05/22/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Shireef Elmakawi | 4296761 | 3 | 05/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grace E Jaccarino | 1637531 | 1 | 05/20/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |