Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karla Elizabeth Vlasaty | 4514876 | 1 | 06/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Robert Burbedge | 2740236 | 8 | 06/27/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael W Funk | 2657330 | 6 | 06/23/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Kyle Chepenik | 2559515 | 4 | 06/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joanne K Lam | 5295193 | 1 | 06/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Murphy | 5294021 | 1 | 06/19/2008 | Customer Dispute | Closed-No Action | $21,256.10 | $0.00 | See FINRA Report |
| Lee Christian Bashforth | 2602432 | 5 | 06/18/2008 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 06/17/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Douglas Jason Drobny | 4168168 | 1 | 06/17/2008 | Customer Dispute | Denied | $39,681.40 | $0.00 | See FINRA Report |
| Brett Weiler Fallon | 3200777 | 1 | 06/09/2008 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |