Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Clayton Sanders | 2175226 | 1 | 09/12/2008 | Customer Dispute | Closed-No Action | $89,000.00 | $0.00 | See FINRA Report |
| Mansoor Ahmed | 2990805 | 2 | 09/05/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Pablo Rene Zalduendo | 1196913 | 4 | 09/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul James Pittman | 2570402 | 7 | 09/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Neal Allen Rouch | 1569123 | 1 | 09/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John C Deangelo | 3038418 | 1 | 08/28/2008 | Customer Dispute | Denied | $30,831.90 | $0.00 | See FINRA Report |
| John Andrew Passaro | 1574451 | 12 | 08/26/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnny Michael Lavigne | 2765561 | 3 | 08/21/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bryan Wallace Gray | 2305406 | 3 | 08/18/2008 | Customer Dispute | Denied | $7,296.42 | $0.00 | See FINRA Report |
| Robert Frank Dwyer | 2283295 | 12 | 08/13/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |