Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Brian Greenberg | 2564000 | 5 | 10/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Alter | 2027054 | 4 | 10/06/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 10/06/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Pamela James Ostrander | 2965759 | 3 | 10/06/2008 | Customer Dispute | Withdrawn | $7,780.56 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 10/03/2008 | Customer Dispute | Settled | $305,815.00 | $0.00 | See FINRA Report |
| Larry Jackson Hair | 2193736 | 1 | 09/30/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robin Patricia Lewandowski | 1306186 | 3 | 09/29/2008 | Customer Dispute | Pending | $30,621.00 | $0.00 | See FINRA Report |
| Leonard Jake Odegaard | 7258982 | 1 | 09/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Bert Tucker | 2162015 | 3 | 09/19/2008 | Customer Dispute | Settled | $14,882.50 | $0.00 | See FINRA Report |
| Nyles Robert Gentz | 2704958 | 1 | 09/18/2008 | Customer Dispute | Denied | $14,794.90 | $0.00 | See FINRA Report |