Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Steven Batie | 2575173 | 2 | 11/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Catherine Ann Jaffke | 2793664 | 1 | 11/04/2008 | Customer Dispute | Denied | $13,456.20 | $0.00 | See FINRA Report |
| Eleanor Ruth Dean | 808453 | 1 | 11/03/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey S Ballek | 2361063 | 1 | 10/28/2008 | Customer Dispute | Settled | $35,319.60 | $0.00 | See FINRA Report |
| Christopher Carl Bleiler | 5552895 | 1 | 10/28/2008 | Customer Dispute | Denied | $30,360.10 | $0.00 | See FINRA Report |
| Steven Charles Enders | 1067700 | 5 | 10/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Thomas Turowski | 2895520 | 4 | 10/21/2008 | Customer Dispute | Closed-No Action | $30,852.40 | $0.00 | See FINRA Report |
| Cory Prentiss McCauley | 4614839 | 1 | 10/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan James Brimley | 5068513 | 1 | 10/20/2008 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| William Edward Galvin | 2036913 | 1 | 10/20/2008 | Customer Dispute | Closed-No Action | $9,879.00 | $0.00 | See FINRA Report |