Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex Papadopoulos | 4066706 | 1 | 11/14/2008 | Customer Dispute | Settled | $60,329.20 | $0.00 | See FINRA Report |
| Matthew E Loverine | 4840492 | 2 | 11/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Louis Metz | 2709464 | 1 | 11/14/2008 | Customer Dispute | Denied | $30,886.00 | $0.00 | See FINRA Report |
| Steven Donald Koch | 5369256 | 2 | 11/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michelle A Lee | 2496061 | 1 | 11/13/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Hilditch | 1461335 | 3 | 11/13/2008 | Customer Dispute | Settled | $239,216.00 | $0.00 | See FINRA Report |
| Jeffrey Bruce Lerner | 500447 | 2 | 11/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Xavier Borbor | 7143245 | 1 | 11/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Charles Mahacek | 2469155 | 1 | 11/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Douglas Silver | 423961 | 1 | 11/05/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |