Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Alan Levine | 2280932 | 1 | 12/18/2008 | Customer Dispute | Denied | $120,659.00 | $0.00 | See FINRA Report |
| Mark Evan Weinstein | 4737722 | 1 | 12/18/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Wilhusen | 3265872 | 1 | 12/16/2008 | Customer Dispute | Denied | $16,908.10 | $0.00 | See FINRA Report |
| Robin Patricia Lewandowski | 1306186 | 3 | 12/12/2008 | Customer Dispute | Settled | $12,260.00 | $0.00 | See FINRA Report |
| Pamela Jean Floyd | 2333381 | 3 | 12/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Robert Weiss | 1089283 | 5 | 12/08/2008 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Craig Russell Lawler | 1040869 | 2 | 12/04/2008 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Mansoor Ahmed | 2990805 | 2 | 12/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Herbert Henry Scheffler | 2598646 | 2 | 12/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyle Alexander Sanders | 4633585 | 1 | 12/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |