Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristopher Thomas Olexy | 4737377 | 2 | 02/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Alter | 2027054 | 4 | 02/20/2009 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Michael Lee Martin | 2209640 | 1 | 02/20/2009 | Customer Dispute | Settled | $27,873.00 | $0.00 | See FINRA Report |
| Eric Christopher Dubroc | 1899317 | 3 | 02/11/2009 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Gary Fecarotta | 4074226 | 4 | 02/10/2009 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 02/06/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Matthew Lawrence Agius | 4736296 | 3 | 02/03/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Feeney | 2755298 | 1 | 02/03/2009 | Customer Dispute | Settled | $12,477.00 | $0.00 | See FINRA Report |
| Tommy Lik- Kwan Lam | 3134535 | 1 | 02/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Royl Battenberg | 14784 | 1 | 02/02/2009 | Customer Dispute | Denied | $81,000.00 | $0.00 | See FINRA Report |