Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Allen Houck | 2716701 | 2 | 03/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paz Maria Chandra | 2405701 | 2 | 03/04/2009 | Customer Dispute | Settled | $58,825.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 03/03/2009 | Customer Dispute | Denied | $6,399.39 | $0.00 | See FINRA Report |
| Jason Clayton Franklin | 2488762 | 2 | 03/02/2009 | Customer Dispute | Closed-No Action | $247,000.00 | $0.00 | See FINRA Report |
| Maynard Azose | 6101122 | 1 | 02/27/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Todd Pace | 1729537 | 2 | 02/26/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leonard Abraham Witte | 811358 | 4 | 02/25/2009 | Customer Dispute | Denied | $14,759.00 | $0.00 | See FINRA Report |
| Farrel Lynn Carlson | 40777 | 3 | 02/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Daniel Kroeger | 1176761 | 4 | 02/24/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Joseph Deangelo | 4204841 | 5 | 02/24/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |