Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joel Berrin | 1047871 | 3 | 04/27/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Hornick | 2126085 | 1 | 04/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Andrew Passaro | 1574451 | 12 | 04/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Glenn Cunningham | 2786567 | 2 | 04/22/2009 | Customer Dispute | Denied | $11,984.30 | $0.00 | See FINRA Report |
| Thomas George Lenze | 306717 | 6 | 04/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Scroggins | 2343868 | 2 | 04/20/2009 | Customer Dispute | Settled | $119,274.00 | $0.00 | See FINRA Report |
| Oded Cohen | 4521584 | 3 | 04/17/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Charles Ondreicka | 2329225 | 1 | 04/17/2009 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Frank Cedric Davis | 62007 | 2 | 04/17/2009 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Erisman | 4109797 | 3 | 04/17/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |