Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lance Edward Barnhardt | 4389633 | 1 | 05/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bernard Ross Michaud | 2209466 | 3 | 05/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Branch Laneave | 1379157 | 2 | 05/11/2009 | Customer Dispute | Settled | $44,426.50 | $0.00 | See FINRA Report |
| Phillip Leung Wong | 2181493 | 2 | 05/05/2009 | Customer Dispute | Denied | $52,882.00 | $0.00 | See FINRA Report |
| Jeffrey Gene Levy | 1089449 | 3 | 05/04/2009 | Customer Dispute | Settled | $261,547.00 | $0.00 | See FINRA Report |
| Gary Neil Krikorian | 1898737 | 4 | 04/30/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenward Lavon Stone | 1198779 | 21 | 04/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Irene Boykin | 4501606 | 3 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Craig Sandvold | 1571926 | 17 | 04/30/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard Dito Armento | 1758296 | 2 | 04/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |