Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Camferdam | 1402345 | 28 | 06/15/2009 | Customer Dispute | Settled | $76,383.00 | $0.00 | See FINRA Report |
| Danny James Noles | 2337827 | 2 | 06/15/2009 | Customer Dispute | Denied | $307,222.00 | $0.00 | See FINRA Report |
| David Ward Rudolf | 2084940 | 1 | 06/09/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Harris Lawrence Adams | 2872752 | 3 | 06/05/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gail Marie Fernandez | 4878926 | 1 | 06/05/2009 | Customer Dispute | Settled | $102,000.00 | $0.00 | See FINRA Report |
| Paul Leo Stanley | 433640 | 3 | 06/05/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joel Howard Weber | 1717681 | 6 | 06/04/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 06/02/2009 | Customer Dispute | Award / Judgment | $572,540.00 | $0.00 | See FINRA Report |
| Joel E Salazar | 4049829 | 2 | 05/29/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Edward Depaola | 1253587 | 4 | 05/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |