Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| June Yuejiao Wang Chin | 2609596 | 1 | 07/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tina Tyann Matthews | 1500939 | 1 | 07/01/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Richard Patrick Kiesel | 4418699 | 2 | 06/30/2009 | Customer Dispute | Closed-No Action | $6,713.00 | $0.00 | See FINRA Report |
| Troy John Shreve | 1762458 | 2 | 06/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Harris Sears | 2205917 | 4 | 06/24/2009 | Customer Dispute | Settled | $355,000.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 06/23/2009 | Customer Dispute | Settled | $101,619.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 06/23/2009 | Customer Dispute | Settled | $102,851.00 | $0.00 | See FINRA Report |
| Scott Edward Wucherpfennig | 4639084 | 1 | 06/22/2009 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Rodney Lee Boelter | 3199789 | 4 | 06/22/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John Andrew Passaro | 1574451 | 12 | 06/16/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |