Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Camferdam | 1402345 | 28 | 07/13/2009 | Customer Dispute | Settled | $132,872.00 | $0.00 | See FINRA Report |
| Shawn Mathew Warren | 2958818 | 3 | 07/09/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Keith Gregg Ellen | 1918119 | 7 | 07/09/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Derek Norman Skains | 1661408 | 2 | 07/08/2009 | Customer Dispute | Closed-No Action | $65,561.10 | $0.00 | See FINRA Report |
| Randy Scott Schneider | 2436259 | 10 | 07/08/2009 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Randy Scott Schneider | 2436259 | 10 | 07/08/2009 | Customer Dispute | Settled | $3,187,000.00 | $0.00 | See FINRA Report |
| George John Makris | 1365224 | 1 | 07/07/2009 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 07/06/2009 | Customer Dispute | Settled | $48,687.30 | $0.00 | See FINRA Report |
| Peter Michael Shurow | 3157457 | 1 | 07/06/2009 | Customer Dispute | Closed-No Action | $36,868.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Scroggins | 2343868 | 2 | 07/02/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |