Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Camferdam | 1402345 | 28 | 08/10/2009 | Customer Dispute | Settled | $182,000.00 | $0.00 | See FINRA Report |
| Erik Sylvan Sherman | 4544582 | 2 | 08/10/2009 | Customer Dispute | Settled | $5,626.39 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 07/27/2009 | Customer Dispute | Settled | $68,967.90 | $0.00 | See FINRA Report |
| Joseph John Geneva | 6297296 | 1 | 07/26/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Lee Boelter | 3199789 | 4 | 07/24/2009 | Customer Dispute | Denied | $174,000.00 | $0.00 | See FINRA Report |
| John Lewis Campbell | 1700620 | 3 | 07/24/2009 | Customer Dispute | Denied | $174,000.00 | $0.00 | See FINRA Report |
| Nathaniel Schneider | 2510211 | 1 | 07/23/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Delta Francine Jones-Walker | 2398856 | 3 | 07/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 07/20/2009 | Customer Dispute | Settled | $202,573.00 | $0.00 | See FINRA Report |
| Thomas George Lenze | 306717 | 6 | 07/16/2009 | Customer Dispute | Denied | $145,000.00 | $0.00 | See FINRA Report |