Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven John Sell | 2069383 | 5 | 09/09/2003 | Customer Dispute | Withdrawn | $257,570.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Just | 4178560 | 1 | 04/02/2003 | Customer Dispute | Withdrawn | $25,848.00 | $0.00 | See FINRA Report |
| Nicholas Paul Mamula | 2201525 | 3 | 05/03/2001 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
| David Christopher Walkup | 2258065 | 2 | 02/21/2001 | Customer Dispute | Withdrawn | $45,000.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 01/05/2001 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Brian Laron Honn | 2202015 | 1 | 01/03/2001 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| David Eugene Skultety | 2549650 | 1 | 04/22/1999 | Customer Dispute | Withdrawn | $25,378.00 | $0.00 | See FINRA Report |