Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Joseph Deangelo | 4204841 | 5 | 10/19/2011 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Charles Steven Yarnold | 5052329 | 1 | 10/19/2011 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Wesley Juan Shields | 5212848 | 1 | 09/09/2011 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| David Christopher Walkup | 2258065 | 2 | 09/01/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Samuel Dellinger | 864171 | 7 | 01/25/2011 | Customer Dispute | Withdrawn | $375,000.00 | $0.00 | See FINRA Report |
| David Richard Pasciak | 735100 | 2 | 08/24/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Doreen Emily Schmidt | 4930937 | 4 | 02/16/2010 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Craig Smith Senn | 866245 | 5 | 02/02/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Terry Craig Sandvold | 1571926 | 17 | 04/30/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Marlowe | 2246020 | 2 | 03/27/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |