Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John Boehm | 4418029 | 1 | 01/31/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Mark Alan Mappa | 1874503 | 3 | 01/30/2023 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Donald Raymond Savaglia | 3106269 | 2 | 01/17/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Steven Charles Enders | 1067700 | 5 | 01/11/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Shawn Matchett | 2607666 | 1 | 01/09/2023 | Customer Dispute | Settled | $8,416.94 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 01/05/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Richard Alan Oneal | 2760703 | 2 | 12/30/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Phillip Todd Cartwright | 4287303 | 3 | 12/16/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Cole Spencer Louviere | 6883814 | 1 | 12/16/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Nicholas Bliss | 6037034 | 1 | 12/05/2022 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |