Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melanie Krista St Franc | 6373620 | 1 | 04/30/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Kenneth Thiele | 6102260 | 3 | 04/21/2023 | Customer Dispute | Settled | $1,228,820.00 | $0.00 | See FINRA Report |
| Jack W Yvars | 6377111 | 2 | 04/20/2023 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 04/14/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Steven Altobelli | 3259077 | 1 | 04/11/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ronald Lane Martin | 2200217 | 1 | 04/08/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Benjamin K Person | 5338509 | 1 | 03/14/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| J Graydon Coghlan | 2281065 | 3 | 03/02/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jason Wright | 5601821 | 1 | 02/17/2023 | Customer Dispute | Settled | $10,316.40 | $0.00 | See FINRA Report |
| Jeffery M Sorensen | 1623946 | 3 | 02/03/2023 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |