Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Eugene Newsholme | 1182213 | 1 | 10/18/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Burton Hassler | 858435 | 5 | 10/31/1981 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Paul Burton Hassler | 858435 | 5 | 09/30/1980 | Customer Dispute | Settled | $56,801.00 | $0.00 | See FINRA Report |
| Brian James Hughes | 2126757 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |