Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Burton Hassler | 858435 | 5 | 12/15/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Edward Depaola | 1253587 | 4 | 04/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cabell Brooking Birdsong | 21850 | 6 | 06/26/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Leo Stanley | 433640 | 3 | 08/08/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cabell Brooking Birdsong | 21850 | 6 | 12/30/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cabell Brooking Birdsong | 21850 | 6 | 06/03/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Louis Andringa | 6013 | 1 | 04/01/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |