Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Charles Kochan | 1622084 | 1 | 02/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Alva Foster | 2771184 | 3 | 01/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Jeffrey Spivack | 1746929 | 1 | 01/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jagruti D Panwala | 3108690 | 1 | 08/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John O'Bannon | 6737306 | 2 | 03/23/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Keith Napier | 4811092 | 1 | 03/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Sean Jobin | 4915438 | 4 | 12/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Jensen | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Jensen | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Cade Hoskins | 6277263 | 2 | 03/18/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |