Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carey M Stansbury | 1587877 | 1 | 06/19/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Haralambos Ignatios Kitsos | 2194430 | 2 | 04/15/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Lannie Cecil Wright | 1101957 | 4 | 04/04/2000 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |