Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Harold Judson | 709195 | 4 | 07/21/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jerome Thomas Kusey | 3043373 | 1 | 07/11/2023 | Customer Dispute | Pending | $6,816.00 | $0.00 | See FINRA Report |
| Frederick Joseph Azzurro | 5388567 | 1 | 06/27/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Frank Chiodi | 3189448 | 1 | 06/08/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher James Magnussen | 3167911 | 1 | 05/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Lloyd Gustafson | 2202450 | 1 | 03/21/2023 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| Matthew Brown Whitaker | 2749418 | 3 | 03/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Cason | 2455720 | 10 | 01/14/2022 | Customer Dispute | Pending | $236,085.00 | $0.00 | See FINRA Report |
| Lindsay Elizabeth Olsen | 4153469 | 2 | 06/11/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carrie Lynn Anton | 4839580 | 1 | 12/22/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |