Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenward Lavon Stone | 1198779 | 21 | 06/30/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marilyn M Kadis | 4680668 | 3 | 05/17/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marilyn M Kadis | 4680668 | 3 | 01/21/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Shawn Danter | 1091502 | 2 | 09/25/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |