Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Lavel Beulah | 2634898 | 5 | 07/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Mark Vanarnam | 1934647 | 8 | 06/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Charles Miller | 2494409 | 5 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Douglas Gleason | 1714845 | 1 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven B Sanders | 1852994 | 14 | 04/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Kenji Takanishi | 5955922 | 1 | 03/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael W Funk | 2657330 | 6 | 03/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melvin Harvey Lawrence | 1943557 | 2 | 03/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven B Sanders | 1852994 | 14 | 02/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven B Sanders | 1852994 | 14 | 02/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |