Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Alan Zarkowski | 2900755 | 3 | 03/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Frank Dwyer | 2283295 | 12 | 03/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Cortez Gonzalez | 5274759 | 1 | 02/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Scott Haver | 2210389 | 3 | 01/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Louis Hyman | 2055873 | 1 | 10/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Edward Langston | 1364931 | 7 | 10/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Myron Edward Hahn | 2679477 | 8 | 09/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michio Smailes | 2672723 | 1 | 09/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kakim M Kunantaev | 2484955 | 3 | 08/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jean Elaine Beulah | 1629511 | 3 | 07/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |