Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Lee | 4241734 | 2 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee | 4241734 | 2 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Vogt | 4425732 | 5 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 08/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Enrique Felix Cotto | 5475364 | 1 | 06/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniella Shohreh Solati | 6491111 | 1 | 06/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsay Elizabeth Olsen | 4153469 | 2 | 06/11/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Thomas Bitetto | 6303153 | 1 | 06/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Georgianna Michelle Grimm | 3102183 | 3 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Phillip Cano | 3187533 | 4 | 05/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |