Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Dell Eggman | 3159634 | 2 | 05/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Ryan Bednarik | 6469656 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Ann Tunstall | 3253254 | 1 | 05/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Esther Araya | 1852553 | 1 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Langston | 1364931 | 7 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rose M Dreiling | 2559463 | 2 | 02/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Bregen | 2380377 | 1 | 01/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Vogt | 4425732 | 5 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Rudy McKnight | 1967680 | 1 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Gordon Tegtmeier-Hedinger | 4042452 | 1 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |