Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Jason Herzog | 2451207 | 5 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Doreen Lea Weber | 1368639 | 3 | 09/16/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew Alton Dixon | 3007057 | 1 | 08/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Fecarotta | 4074226 | 4 | 07/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Awuor Obiero-Odhiambo | 4779972 | 2 | 07/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Bentley | 6531731 | 2 | 07/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Allen Jesonowski | 2645904 | 3 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Robert Joyce | 5593705 | 2 | 06/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Coracy | 3141759 | 3 | 05/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Ahmad Afzal | 3226532 | 8 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |