Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Beverly Bartholomew | 1932936 | 2 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Ira Gildar | 2282795 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Vamvaketis | 2444211 | 2 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Andrew Ragule | 1548185 | 2 | 11/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel D Harris | 1513927 | 4 | 11/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Menzel | 2592509 | 5 | 11/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Castillo | 4215975 | 2 | 11/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Jason Herzog | 2451207 | 5 | 10/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Coracy | 3141759 | 3 | 10/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Jason Herzog | 2451207 | 5 | 10/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |