Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neal James Hebert | 1567237 | 3 | 05/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Mark Bjellos | 5980339 | 1 | 04/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jacob Hass | 2350422 | 1 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary K Setter | 5838902 | 2 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal James Hebert | 1567237 | 3 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roxanne Marie Jones | 2433541 | 9 | 02/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Christian Bashforth | 2602432 | 5 | 02/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roxanne Marie Jones | 2433541 | 9 | 02/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Russillo | 2375684 | 4 | 01/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dito Armento | 1758296 | 2 | 01/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |