Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Cerra Vawter | 5199821 | 1 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Moore | 873685 | 3 | 12/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Jason Herzog | 2451207 | 5 | 11/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Gerald Swartley | 5659365 | 1 | 11/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alicia E Cardona | 6545051 | 1 | 10/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Samuel Crayton | 6757852 | 3 | 09/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Emil Britsch | 2364296 | 1 | 09/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron Lloyd Mason | 6521270 | 1 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Ann Pratt | 5118234 | 12 | 05/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Lawrence Showler | 2147326 | 1 | 05/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |