Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anastasios Politis | 5145929 | 4 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasios Politis | 5145929 | 4 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasios Politis | 5145929 | 4 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Brown Whitaker | 2749418 | 3 | 03/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dale Arthur Pheasant | 1854350 | 1 | 01/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleenann Marie Tannuzzo | 2270159 | 1 | 01/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Dalene Johnson | 3131803 | 1 | 08/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damon Andrew Pierson | 2503656 | 1 | 07/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Zemore | 4894314 | 2 | 07/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Zemore | 4894314 | 2 | 06/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |