Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tomika B King | 4706748 | 1 | 01/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John G Griffith | 6489440 | 1 | 01/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Christopher Morrison | 6609369 | 3 | 01/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Todd Cool | 2072560 | 2 | 01/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott William Blaney | 4112904 | 19 | 01/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Sandstrom | 1144542 | 4 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Jeanne McGee | 7231991 | 1 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott William Blaney | 4112904 | 19 | 12/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott William Blaney | 4112904 | 19 | 12/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Wyskup | 2218704 | 1 | 12/14/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |