Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott William Blaney | 4112904 | 19 | 03/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason William Ridinger | 4155792 | 1 | 03/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott William Blaney | 4112904 | 19 | 03/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rayner Mase | 4324790 | 2 | 03/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Bassow | 1293561 | 7 | 02/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Ann Pratt | 5118234 | 12 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Todd Cool | 2072560 | 2 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cory Matthew Larmour | 7203418 | 4 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco Jose Tort | 4972742 | 2 | 01/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |