Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ann Marie Brown | 4214896 | 16 | 05/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Markus Everett Weaver | 7004690 | 3 | 05/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Markus Everett Weaver | 7004690 | 3 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Markus Everett Weaver | 7004690 | 3 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott William Blaney | 4112904 | 19 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Bassow | 1293561 | 7 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott William Blaney | 4112904 | 19 | 04/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Ahmad Afzal | 3226532 | 8 | 04/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Bassow | 1293561 | 7 | 03/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janna Marie Connolly | 5041564 | 1 | 03/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |