Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Susan Pelosi | 3060831 | 2 | 09/04/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David M Telles | 5898277 | 1 | 08/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul David Decesare | 1833415 | 1 | 06/24/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erin Barker | 6926307 | 1 | 04/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Brandenburg | 1000539 | 11 | 04/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Edward Porter | 5790880 | 1 | 03/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Scott Katz | 5742209 | 1 | 01/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Orson Devore | 4351278 | 2 | 10/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Douglas Mokry | 5467674 | 1 | 06/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Arnold Mandt | 5932367 | 3 | 06/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |