Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Christophe Agee | 1753 | 2 | 06/14/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gordon Thomas Robinson | 1069882 | 3 | 12/29/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marvin Lee Faison | 1957025 | 1 | 04/23/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Edward Guard | 1055460 | 4 | 08/19/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Louise Herring | 1406671 | 1 | 01/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Anthony Eno | 1209077 | 4 | 10/08/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Constantine Theodore Leonida | 1430795 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donn Higby Dorsett | 2243225 | 1 | 08/06/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Anthony Eno | 1209077 | 4 | 03/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Valerie Kendrick | 1579360 | 2 | 11/17/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |