Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark George Whitehouse | 1064407 | 2 | 08/03/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald William Devon | 6164071 | 1 | 05/11/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Stephen Lehocky | 2068448 | 2 | 03/27/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Earl Sandefur | 1976255 | 1 | 01/12/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Lloyd Birnbaum | 2180553 | 1 | 12/09/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Gust | 2316699 | 3 | 08/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Joseph Schweitzer | 1549389 | 2 | 05/07/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Louis Policchio | 1272443 | 1 | 02/03/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gordon Thomas Robinson | 1069882 | 3 | 01/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Herbert C White | 3125223 | 7 | 10/14/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |