Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher William Hasircoglu | 2052507 | 3 | 11/20/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Gerard Noonan | 4389991 | 2 | 09/27/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diana Lynne Farr | 4340621 | 2 | 09/10/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Davis | 2165596 | 4 | 08/27/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Larry Watkins | 7440273 | 2 | 05/07/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Osmar Joseph Tavares | 4056396 | 2 | 04/16/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Edward Depaola | 1253587 | 4 | 01/14/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerd Ralph Martin Hansma | 1132588 | 1 | 01/12/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alexander Hohmann | 1714190 | 1 | 11/10/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Bell | 2225733 | 1 | 11/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |