Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monty Lee Coen | 5092172 | 1 | 12/01/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Aaron Newman | 2696585 | 2 | 08/28/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Kevin Kortz | 4073731 | 1 | 07/27/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberlee Lomas | 2617827 | 1 | 05/11/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Lavel Beulah | 2634898 | 5 | 11/07/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael James Fischer | 1812139 | 2 | 10/17/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Blair McCartin | 4507863 | 1 | 10/12/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Matthew Hye | 3110826 | 1 | 08/19/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Nangle | 6240984 | 2 | 05/11/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Nangle | 6240984 | 2 | 05/10/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |